The heart and soul of Grooms Wealth Management is Scott Grooms, an industry veteran with over twenty four years of experience working in the wealth management arena. Scott’s early years at Charles Schwab & Co. instilled his passion for educating investors and helping clients with his hands-on approach to financial planning. At Schwab, he developed and refined his skills delivering investment education and financial advice tailored to individualized client needs. As a Financial Advisor and Retirement Planning Specialist at Morgan Stanley Dean Witter, Scott furthered his focus by working in partnership with clients to collectively manage their individual assets and help them secure their financial future. Later, he joined Smith Barney's Private Client Group in San Francisco as a Second Vice President of Investments and Financial Consultant. At Smith Barney, Scott was one of few investment advisors to leverage various technologies to administer a true comprehensive wealth management system, enabling his clients to better understand their full financial health. Scott holds a BS in political science from the University of California at Irvine and is a CERTIFIED FINANCIAL PLANNER™ professional. With Scott’s experience and education, his clients are empowered with the assurance that every facet of their financial lives is cohesively directed and proactively furthered.
When not serving his clients, Scott is an ardently dedicated family man who simply enjoys quality time and living life with his wife and two sons. He loves the outdoors and enjoys hiking the scenic trails of Marin, back-packing, mountain biking, playing golf, reading and listening to music. Based in Mill Valley, Scott is an integral participant in his community by contributing financially to local schools and charities and volunteer coaching numerous sports teams.
- CERTIFIED FINANCIAL PLANNER™
- FINRA: Series 7-General Securities Registered Representative
- Series 8-General Security Sales Supervisor
- Series 63-Uniform State Exam
- Series 65-Investment Advisory Agent
- Life and Health Insurance Agent License-State and National Annuity and Life Licenses, CA License #0B33954
- Series 7, 8, 63 and 65 held through LPL Financial